Affiliations
Relationships are an integral part of our social and business communities.
The depth and quality of our relationships significantly support the goals we all strive toward. That’s why we are proud to share that when you choose our practice for investment advisory services, you are entering into valuable financial services partnerships with a number of premier financial companies. Each partnership is staffed by dedicated, knowledgeable professionals who are all working for you in the realm of wealth management.
Moceri Wealth Partners Client Support Team
Financial Guidance Affiliations
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Have you ever wondered what exactly happens to your funds once you invest? An advisor’s “clearing firm” may have a lot to do with the answer. National Financial Services LLC (NFS), a Fidelity Investments company (member of NYSE and SIPC), is a trusted, established, and financially stable firm that plays a crucial role in financial services partnerships, providing clearing services for my investment advisory practice.
A clearing firm works with various financial exchanges to handle confirmation, delivery, and settlement of your financial transactions. Such firms employ technology and procedures designed to ensure that transactions are processed in a timely and efficient manner. Additionally, clearing firms prepare and send periodic account statements and transaction confirmations to investors. The SEC and FINRA, the regulatory bodies that oversee broker-dealers, also oversee clearing firms, ensuring a robust framework for wealth management.
As custodian of your brokerage account, National Financial Services, (NFS) at the direction of Osaic Wealth, Inc., is responsible for:
The execution, clearance, and settlement of securities transactions.
Preparing and sending periodic statements of your account and transaction confirmations.
The custody (or safekeeping), receipt, and delivery of funds and securities.
The extension of margin credit upon approval.
OUR BROKER DEALER
Osaic is the behind-the-scenes partner for Moceri Wealth Partners
Osaic is an independent Broker Dealer and Registered Investment Advisor that offers us essential back office, technology, regulatory, and operational support through their financial services partnerships. They are a service-driven community that believes planning for the future should be transformative, not transactional. With a rich history and a continual focus on growth and innovation, we gain access to premier investment advisory planning services, high-net-worth solutions, insurance protection products, and more. This enables us to provide objective, independent investment advice without any obligation to promote specific investments.
Osaic believes that wealth management is for everyone, which is why they are dedicated to ensuring we are equipped with everything necessary to target your specific objectives and enhance your financial confidence. As one of the nation’s largest independent wealth management firms, Osaic is committed to empowering Financial Professionals to deliver objective, non-proprietary counsel and recommendations, prioritizing your unique needs above all else.
Expansive resources for you and your financial professional
Osaic & Moceri Wealth Partners Provide:
Experience strength and stability in your financial plan and future retirement through our financial services partnerships, investment advisory, and wealth management.
Experience maximum choice when selecting investments and financial solutions through our financial services partnerships, ensuring you receive the best investment advisory and wealth management tailored to your needs.
Experience the flexibility to manage your portfolio efficiently, ensuring it aligns with your investment advisory needs and the goals of your financial services partnerships in wealth management.
With our financial services partnerships, you have the ability to borrow against your investments when life’s unexpected needs arise, all without affecting your portfolio’s future in terms of investment advisory and wealth management.
Enjoy secure 24/7 access to your portfolio through innovative technology and cutting-edge cybersecurity, all supported by our financial services partnerships, enhancing your investment advisory and wealth management strategies.
Access to valuable in-house financial services partnerships, including tax and estate planning, retirement planning, business planning, and wealth management strategies such as wealth transfers, deferred compensation, and charitable giving, among others.
Securities and investment advisory services offered through Osaic Wealth, Inc. member FINRA/SIPC. Osaic Wealth. is separately owned and other entities and/or marketing names, products or services referenced here are independent of Osaic Wealth. This communication is strictly intended for individuals residing in the states of MI and TX .
The information being provided is strictly as a courtesy. When you link to any of the websites provided here, you are leaving this website. We make no representation as to the completeness or accuracy of information provided at these websites. The company is not liable for any direct or indirect technical or system issues or any consequences arising out of your access to or your use of third-party technologies, websites, information, and programs made available through this website. When you access one of these websites, you are leaving our web site and assume total responsibility and risk for your use of the websites you are linking to.
Osaic Wealth Form CRS
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